Paraplanner

  • Paraplanners
  • Surrey
  • Posted 3 months ago

Overview

Location: Horsham

Salary: Negotiable depending on experience

Are you a Paraplanner looking for your next role working within Financial Services?

Our client is looking for a Paraplanner to join their friendly team.  The successful candidate will be expected to maintain workflows within the Department. Ensuring that the service received by consultants is timely and accurate.

Provide the level of service required by the Company for the consultants in line with client and investment proposition.

Undertake the role of Paraplanner to provide technical and product support to the Consultants throughout the sales process. When required aid the Compliance department and assist Network members with technical and product queries in a timely manner.

In order to fulfil the above, it is expected that you will liaise with members of the team and senior management, reporting regularly to the Senior Paraplanner and Operations Manager.

The successful candidate must be Level 4 or Paraplanning equivalent to work towards Level 4 once in the role.

Main Duties and Responsibilities:

  • To promote and work always towards our client’s policy of delivery of Client Best Interest outcomes.
  • To ensure adherence always to the suite of policy and procedures, with distinct regard and compliance with the Conflict of Interest Policy and Inducement and Incentive policy.
  • To take responsibility for own performance and to identify personal development areas.
  • Initial assessment of case on receipt to ensure all required information is present, ensuring anything further is requested where needed.
  • To research suitable products based on client(s) circumstances and requirements in order to allow an adviser to make a recommendation within both an Independent and Restricted proposition. Also, to provide the adviser with evidence of research using the company’s chosen software and via any other relevant sources of information i.e. fund information, pension comparison, exchange comparison.
  • Obtain personal illustrations, key features document, application forms and any other relevant information to aid the sign up of business. Provide a complete audit trail from the software system to justify product selection
  • Offer research services to advisers for specialist cases where the client may have niche requirements that are unusual i.e. Health, Tax etc.
  • Prepare the draft recommendation report for sign off by the adviser.
  • Oversee record keeping by administration regarding locations of letters of authority and research requests to ensure every piece of research can be found at any stage of the process.
  • Ensure that all business completed by the team is compliantly researched and all files for submitted business clearly demonstrate suitability.
  • Assist compliance and other colleagues in any area as directed.
  • When required assists Network members with technical and product queries in a timely manner.
  • To ensure a consistent and up to date approach across both Independent and Restricted channels.
  • Prepare ongoing service reports for advisers where clients have signed up to an ongoing service including the completion of costs and charges.

Practical Skill Set:

  • Possessing good interpersonal skills with a willingness to work in a demanding environment, the ability to communicate effectively at all levels, and in all media types.
  • Ability to work on own initiative and maintain self-control when under pressure. Willingness to learn and maintain knowledge within an ever-changing market.
  • Good keyboard skills
  • Practical experience with Word, Excel and Database applications
  • Knowledge of research software, including Capita Fusion, O&M, Financial Express Analytics
  • Experience of Intelligent Office CRM is desirable
  • Good communication skills
  • Problem solving
  • Time management
  • Up to date knowledge of financial services providers and products

 

If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

If this role isn’t of interest, then please contact us as we have a number of active roles at the moment that may be more suitable.

Related Jobs

  • Senior Paraplanner

    Job Type: Paraplanners

    Location: Surrey

    Paraplanner

    • Paraplanners
    • Surrey
    • Posted 3 months ago

    Overview

    Location: Horsham

    Salary: Negotiable depending on experience

    Are you a Paraplanner looking for your next role working within Financial Services?

    Our client is looking for a Paraplanner to join their friendly team.  The successful candidate will be expected to maintain workflows within the Department. Ensuring that the service received by consultants is timely and accurate.

    Provide the level of service required by the Company for the consultants in line with client and investment proposition.

    Undertake the role of Paraplanner to provide technical and product support to the Consultants throughout the sales process. When required aid the Compliance department and assist Network members with technical and product queries in a timely manner.

    In order to fulfil the above, it is expected that you will liaise with members of the team and senior management, reporting regularly to the Senior Paraplanner and Operations Manager.

    The successful candidate must be Level 4 or Paraplanning equivalent to work towards Level 4 once in the role.

    Main Duties and Responsibilities:

    • To promote and work always towards our client’s policy of delivery of Client Best Interest outcomes.
    • To ensure adherence always to the suite of policy and procedures, with distinct regard and compliance with the Conflict of Interest Policy and Inducement and Incentive policy.
    • To take responsibility for own performance and to identify personal development areas.
    • Initial assessment of case on receipt to ensure all required information is present, ensuring anything further is requested where needed.
    • To research suitable products based on client(s) circumstances and requirements in order to allow an adviser to make a recommendation within both an Independent and Restricted proposition. Also, to provide the adviser with evidence of research using the company’s chosen software and via any other relevant sources of information i.e. fund information, pension comparison, exchange comparison.
    • Obtain personal illustrations, key features document, application forms and any other relevant information to aid the sign up of business. Provide a complete audit trail from the software system to justify product selection
    • Offer research services to advisers for specialist cases where the client may have niche requirements that are unusual i.e. Health, Tax etc.
    • Prepare the draft recommendation report for sign off by the adviser.
    • Oversee record keeping by administration regarding locations of letters of authority and research requests to ensure every piece of research can be found at any stage of the process.
    • Ensure that all business completed by the team is compliantly researched and all files for submitted business clearly demonstrate suitability.
    • Assist compliance and other colleagues in any area as directed.
    • When required assists Network members with technical and product queries in a timely manner.
    • To ensure a consistent and up to date approach across both Independent and Restricted channels.
    • Prepare ongoing service reports for advisers where clients have signed up to an ongoing service including the completion of costs and charges.

    Practical Skill Set:

    • Possessing good interpersonal skills with a willingness to work in a demanding environment, the ability to communicate effectively at all levels, and in all media types.
    • Ability to work on own initiative and maintain self-control when under pressure. Willingness to learn and maintain knowledge within an ever-changing market.
    • Good keyboard skills
    • Practical experience with Word, Excel and Database applications
    • Knowledge of research software, including Capita Fusion, O&M, Financial Express Analytics
    • Experience of Intelligent Office CRM is desirable
    • Good communication skills
    • Problem solving
    • Time management
    • Up to date knowledge of financial services providers and products

     

    If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

    If this role isn’t of interest, then please contact us as we have a number of active roles at the moment that may be more suitable.

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      Location: Guildford

      Salary: Negotiable depending on experience

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      • Ensure thorough knowledge of product research and analytical tools.
      • An understanding of FCA regulations and guidelines relating to financial services clients.

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      Need to be already level 4 qualified, or equivalent, with a good 2-3 years of paraplanning experience, ideally in an independent advice environment.

      If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

      If this role isn’t of interest then please contact us as we have a number of active roles at the moment that may be more suitable.

       

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      • Prepare all relevant paperwork for client meetings.
      • Prepare and compile financial analysis.
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      • Ensure thorough knowledge of product research and analytical tools.
      • An understanding of FCA regulations and guidelines relating to financial services clients.

       

      If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

      If this role isn’t of interest then please contact us as we have a number of active roles at the moment that may be more suitable.

       

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      Job Type: Paraplanners

      Location: Hampshire

      Salary: Dependable on your experience

      Location: Farnborough

      Are you ready to challenge yourself and obtain an opportunity to advance your professional status and qualifications to bring you closer to a lucrative new position? If so, this could be your perfect position.

      Our client is currently looking for a Junior Paraplanner to join their growing team.

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      This is undoubtedly a fantastic opportunity for a talented, aspirational individual looking to move into a role that focuses on building technical skills as well as strong client relationships.

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      · Salary negotiable depending on your experience

      If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

      If this role isn’t of interest, then please contact us as we have a number of active roles at the moment that may be more suitable.

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  • Paraplanner

    Job Type: Paraplanners

    Location: Midlands

    Paraplanner

    • Paraplanners
    • Surrey
    • Posted 3 months ago

    Overview

    Location: Horsham

    Salary: Negotiable depending on experience

    Are you a Paraplanner looking for your next role working within Financial Services?

    Our client is looking for a Paraplanner to join their friendly team.  The successful candidate will be expected to maintain workflows within the Department. Ensuring that the service received by consultants is timely and accurate.

    Provide the level of service required by the Company for the consultants in line with client and investment proposition.

    Undertake the role of Paraplanner to provide technical and product support to the Consultants throughout the sales process. When required aid the Compliance department and assist Network members with technical and product queries in a timely manner.

    In order to fulfil the above, it is expected that you will liaise with members of the team and senior management, reporting regularly to the Senior Paraplanner and Operations Manager.

    The successful candidate must be Level 4 or Paraplanning equivalent to work towards Level 4 once in the role.

    Main Duties and Responsibilities:

    • To promote and work always towards our client’s policy of delivery of Client Best Interest outcomes.
    • To ensure adherence always to the suite of policy and procedures, with distinct regard and compliance with the Conflict of Interest Policy and Inducement and Incentive policy.
    • To take responsibility for own performance and to identify personal development areas.
    • Initial assessment of case on receipt to ensure all required information is present, ensuring anything further is requested where needed.
    • To research suitable products based on client(s) circumstances and requirements in order to allow an adviser to make a recommendation within both an Independent and Restricted proposition. Also, to provide the adviser with evidence of research using the company’s chosen software and via any other relevant sources of information i.e. fund information, pension comparison, exchange comparison.
    • Obtain personal illustrations, key features document, application forms and any other relevant information to aid the sign up of business. Provide a complete audit trail from the software system to justify product selection
    • Offer research services to advisers for specialist cases where the client may have niche requirements that are unusual i.e. Health, Tax etc.
    • Prepare the draft recommendation report for sign off by the adviser.
    • Oversee record keeping by administration regarding locations of letters of authority and research requests to ensure every piece of research can be found at any stage of the process.
    • Ensure that all business completed by the team is compliantly researched and all files for submitted business clearly demonstrate suitability.
    • Assist compliance and other colleagues in any area as directed.
    • When required assists Network members with technical and product queries in a timely manner.
    • To ensure a consistent and up to date approach across both Independent and Restricted channels.
    • Prepare ongoing service reports for advisers where clients have signed up to an ongoing service including the completion of costs and charges.

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    • Possessing good interpersonal skills with a willingness to work in a demanding environment, the ability to communicate effectively at all levels, and in all media types.
    • Ability to work on own initiative and maintain self-control when under pressure. Willingness to learn and maintain knowledge within an ever-changing market.
    • Good keyboard skills
    • Practical experience with Word, Excel and Database applications
    • Knowledge of research software, including Capita Fusion, O&M, Financial Express Analytics
    • Experience of Intelligent Office CRM is desirable
    • Good communication skills
    • Problem solving
    • Time management
    • Up to date knowledge of financial services providers and products

     

    If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

    If this role isn’t of interest, then please contact us as we have a number of active roles at the moment that may be more suitable.

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      • Ensure that all company policies and procedures are adhered to.

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      • Discuss cases with adviser and pro-actively update the adviser throughout.
      • Carry out financial analysis to draft recommendation reports/letters for review and sign off by the advisers.
      • Prepare all relevant paperwork for client meetings.
      • Prepare and compile financial analysis.
      • Liaise with product providers and other relevant third parties.
      • Ensure that all client requirements are followed through to the appropriate conclusion.
      • Keep up to date with legislation.
      • Ensure thorough knowledge of product research and analytical tools.
      • An understanding of FCA regulations and guidelines relating to financial services clients.

       

      If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

      If this role isn’t of interest then please contact us as we have a number of active roles at the moment that may be more suitable.

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      For this role you would ideally have between 2/3 years of up-to-date Paraplanning experience.

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      • Ensure team member’s workloads are monitored regularly and that they received adequate training and support.
      • Ensure Suitability Reports are updated with current legislation.
      • Ensure that all company policies and procedures are adhered to.

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      • Assess new client’s objectives and carry out research to identify suitable solutions to meet client’s needs in line with an adviser’s recommendations and requests.
      • Discuss cases with adviser and pro-actively update the adviser throughout.
      • Carry out financial analysis to draft recommendation reports/letters for review and sign off by the advisers.
      • Prepare all relevant paperwork for client meetings.
      • Prepare and compile financial analysis.
      • Liaise with product providers and other relevant third parties.
      • Ensure that all client requirements are followed through to the appropriate conclusion.
      • Keep up to date with legislation.
      • Ensure thorough knowledge of product research and analytical tools.
      • An understanding of FCA regulations and guidelines relating to financial services clients.

       

      If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

      If this role isn’t of interest then please contact us as we have a number of active roles at the moment that may be more suitable.

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    Job Type: Paraplanners

    Location: London

    Paraplanner

    • Paraplanners
    • Surrey
    • Posted 3 months ago

    Overview

    Location: Horsham

    Salary: Negotiable depending on experience

    Are you a Paraplanner looking for your next role working within Financial Services?

    Our client is looking for a Paraplanner to join their friendly team.  The successful candidate will be expected to maintain workflows within the Department. Ensuring that the service received by consultants is timely and accurate.

    Provide the level of service required by the Company for the consultants in line with client and investment proposition.

    Undertake the role of Paraplanner to provide technical and product support to the Consultants throughout the sales process. When required aid the Compliance department and assist Network members with technical and product queries in a timely manner.

    In order to fulfil the above, it is expected that you will liaise with members of the team and senior management, reporting regularly to the Senior Paraplanner and Operations Manager.

    The successful candidate must be Level 4 or Paraplanning equivalent to work towards Level 4 once in the role.

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    • To promote and work always towards our client’s policy of delivery of Client Best Interest outcomes.
    • To ensure adherence always to the suite of policy and procedures, with distinct regard and compliance with the Conflict of Interest Policy and Inducement and Incentive policy.
    • To take responsibility for own performance and to identify personal development areas.
    • Initial assessment of case on receipt to ensure all required information is present, ensuring anything further is requested where needed.
    • To research suitable products based on client(s) circumstances and requirements in order to allow an adviser to make a recommendation within both an Independent and Restricted proposition. Also, to provide the adviser with evidence of research using the company’s chosen software and via any other relevant sources of information i.e. fund information, pension comparison, exchange comparison.
    • Obtain personal illustrations, key features document, application forms and any other relevant information to aid the sign up of business. Provide a complete audit trail from the software system to justify product selection
    • Offer research services to advisers for specialist cases where the client may have niche requirements that are unusual i.e. Health, Tax etc.
    • Prepare the draft recommendation report for sign off by the adviser.
    • Oversee record keeping by administration regarding locations of letters of authority and research requests to ensure every piece of research can be found at any stage of the process.
    • Ensure that all business completed by the team is compliantly researched and all files for submitted business clearly demonstrate suitability.
    • Assist compliance and other colleagues in any area as directed.
    • When required assists Network members with technical and product queries in a timely manner.
    • To ensure a consistent and up to date approach across both Independent and Restricted channels.
    • Prepare ongoing service reports for advisers where clients have signed up to an ongoing service including the completion of costs and charges.

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    • Possessing good interpersonal skills with a willingness to work in a demanding environment, the ability to communicate effectively at all levels, and in all media types.
    • Ability to work on own initiative and maintain self-control when under pressure. Willingness to learn and maintain knowledge within an ever-changing market.
    • Good keyboard skills
    • Practical experience with Word, Excel and Database applications
    • Knowledge of research software, including Capita Fusion, O&M, Financial Express Analytics
    • Experience of Intelligent Office CRM is desirable
    • Good communication skills
    • Problem solving
    • Time management
    • Up to date knowledge of financial services providers and products

     

    If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

    If this role isn’t of interest, then please contact us as we have a number of active roles at the moment that may be more suitable.

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      Salary: Negotiable depending on experience

      Are you ready to advance your professional status to bring you closer to a lucrative new position?

      This is undoubtedly a fantastic opportunity for a talented, aspirational individual looking to move into a role that focuses on building strong client relationships.

      With a broad portfolio of duties, the role would suit someone with energy, flexibility and a proactive mind. Ideally you will be chartered, or working towards this.

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      • Be a point of contact for any Adviser queries.
      • Delegate work requests appropriately within the team.
      • Ensure team member’s workloads are monitored regularly and that they received adequate training and support.
      • Ensure Suitability Reports are updated with current legislation.
      • Authorise holiday requests for team ensuring appropriate internal process is carried out and records maintained.
      • Carry out annual appraisals for team.
      • Offer support and guidance to Administration team when required.

      Main Duties & Responsibilities

      • Assess client’s objectives and carry out research to identify suitable solutions to meet client’s needs in line with an adviser’s recommendations and requests.
      • Discuss cases with adviser and proactively update the adviser throughout.
      • Carry out financial analysis to draft recommendation reports/letters for review and sign off by the advisers.
      • Prepare all relevant paperwork for client meetings.
      • Prepare and compile financial analysis.
      • Ensure that all regulatory and compliance standards are met and report any breach to the Compliance Manager.
      • Co-operate fully with the Complaints Manager with any complaints from clients.
      • Liaise with product providers and other relevant third parties.
      • Ensure that all client requirements are followed through to the appropriate conclusion.
      • Keep up to date with legislation.
      • Participate in online provider webinars for continued technical knowledge and ongoing CPD.
      • Ensure thorough knowledge of product research and analytical tools.
      • An understanding of FCA regulations and guidelines relating to financial services clients.

      To be considered for this role you will:

      Need to be already level 4 qualified, or equivalent, with a good 2-3 years of paraplanning experience.

      If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

      If this role isn’t of interest then please contact us as we have a number of active roles at the moment that may be more suitable.

       

      Read More

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      Job Type: Paraplanners

      Location: Surrey

      Location: Godalming

      Salary: Negotiable depending on experience

      Are you a Paraplanner looking for your next role working within Financial Services?

      Our client is currently looking for an experienced Paraplanner (part or fully qualified) to join their support team based in Godalming. Our client is offering a superb opportunity to be part of a highly regarded and established firm who pride themselves on offering their clients a superb customer service.

      The role is varied and involves working as part of a close-knit friendly team.

      General Responsibilities:

      • Be a point of contact for any Adviser queries.
      • Delegate work requests appropriately within the team.
      • Ensure team member’s workloads are monitored regularly and that they received adequate training and support.
      • Ensure Suitability Reports are updated with current legislation.
      • Ensure that all company policies and procedures are adhered to.

       Paraplanning Responsibilities:

      • Assess new client’s objectives and carry out research to identify suitable solutions to meet client’s needs in line with an adviser’s recommendations and requests.
      • Discuss cases with adviser and pro-actively update the adviser throughout.
      • Carry out financial analysis to draft recommendation reports/letters for review and sign off by the advisers.
      • Prepare all relevant paperwork for client meetings.
      • Prepare and compile financial analysis.
      • Liaise with product providers and other relevant third parties.
      • Ensure that all client requirements are followed through to the appropriate conclusion.
      • Keep up to date with legislation.
      • Ensure thorough knowledge of product research and analytical tools.
      • An understanding of FCA regulations and guidelines relating to financial services clients.

       

      If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

      If this role isn’t of interest then please contact us as we have a number of active roles at the moment that may be more suitable.

      Read More

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      Job Type: Paraplanners

      Location: Midlands

      Location: Solihull

      Salary: Negotiable depending on experience

      Are you an experienced Paraplanner looking for your next role working within Financial Services / Wealth Management?

      Our client is currently looking for an experienced Paraplanner to join their support team. Our client is offering a superb opportunity to be part of a highly regarded and established firm who pride themselves on offering their clients a superb customer service.

      The role is varied and involves working as part of a close-knit friendly team. Ideally Diploma qualified, or equivalent, but not essential.

      General Responsibilities:

      • Be a point of contact for any Adviser queries.
      • Delegate work requests appropriately within the team.
      • Ensure team member’s workloads are monitored regularly and that they received adequate training and support.
      • Ensure Suitability Reports are updated with current legislation.
      • Ensure that all company policies and procedures are adhered to.

       Paraplanning Responsibilities:

      • Assess new client’s objectives and carry out research to identify suitable solutions to meet client’s needs in line with an adviser’s recommendations and requests.
      • Discuss cases with adviser and pro-actively update the adviser throughout.
      • Carry out financial analysis to draft recommendation reports/letters for review and sign off by the advisers.
      • Prepare all relevant paperwork for client meetings.
      • Prepare and compile financial analysis.
      • Liaise with product providers and other relevant third parties.
      • Ensure that all client requirements are followed through to the appropriate conclusion.
      • Keep up to date with legislation.
      • Ensure thorough knowledge of product research and analytical tools.
      • An understanding of FCA regulations and guidelines relating to financial services clients.

       

      If this role sounds as though it aligns with your desire to have a career that comes with fantastic ongoing career development prospects and a high level of compensation, please email your CV with a covering letter now.

      If this role isn’t of interest then please contact us as we have a number of active roles at the moment that may be more suitable.

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Contact us

Email: kate@cranleighpersonnel.co.uk or Call: 01483 279 837